Investment Banking Control Group - Risk Analyst Investment Banking Control Group - Risk Analyst …

Morgan McKinley - Tokyo
in Tokyo, Tokyo-to, Japan
Permanent, Full time
Last application, 09 Sep 19
Morgan McKinley - Tokyo
in Tokyo, Tokyo-to, Japan
Permanent, Full time
Last application, 09 Sep 19
Morgan McKinley - Tokyo
A top tier global bank is growing it's Compliance Control Room function to minimise operational risks and conflicts of interest related to insider trading and information flows across Chinese Walls.


  • You would be joining a small specialised team in Tokyo and the role focuses on reviewing and approving research clearance, monitoring watch lists / black lists, and authorising information barrier crossing.
  • Additional responsibilities include UAT and resolving firewall issues.
  • The team also works closely with other Control Room's in the APAC region.
  • This person would also need to be consistently aware of the latest rules and regulations, and update internal policies and procedures accordingly.

Required skills

  • Experience within securities / investment banking (front, middle or back office).
  • Risk / Control mindset and an interest in investigative work.
  • Good potential to adopt new skills and knowledge.
  • Fluent in Japanese, conversational English

Preferred skills

  • Compliance or Control Room experience is necessarily required but would be beneficial.
  • Average technical / IT skills are also beneficial.

About our client

A leading foreign financial institution with a highly established investment banking profile in Japan and flexible working environment.

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

Company Overview

As a global professional recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industries and disciplines such as Commerce & Industry, Financial Services and Professional Services companies.

We also have the capacity to remotely source, manage and supply talent to locations across the APAC region, with recruitment hubs in five key business and financial centres.

We have established ourselves as a preferred supplier to many of the major players in our specialist sectors, as well as with thousands of employers of SMEs/ start-up nature. Our worldwide network of offices and international candidate management system offers our clients and candidates the best talent and opportunities from all corners of the globe.

Our comprehensive command of traditional and innovative candidate sourcing methodologies, meticulous vetting and selection processes and pioneering candidate care programme allows us to deliver an unrivalled talent pool to all our clients, supported by detailed reporting capabilities and a selection of ancillary support services that ensures our service meets and evolves with their needs.

Our consultants are experts in their fields with a detailed knowledge of their local markets, averaging four years’ specialist recruitment experience working with clients ranging from SMEs and start-ups to multinational corporations. The expertise of our consultants is strengthened by rigorous quality management and review procedures, which continuously brings out the best from our consultants however the requirements evolve.