1. A well-established hedge fund 2. One-man team 3. Cover all-round compliance aspects
Company Description
Our client, a well-established hedge fund with offices globally, is seeking a standalone Compliance Officer based in their HK office. This is a highly dynamic business and exceptional opportunity for a “hands on” established compliance professional.
Responsibilities
- Manage all regulatory compliance functions of the firm, and maintain relationships with SFC and relevant industry associations
- Liaise with regulators on handling licensing, inquiries and ongoing reporting requirements
- Provide advice to investment team to ensure compliance with the relevant rules / regulations
- Keep abreast of regulatory changes, and provide timely advice / appropriate actions to management, and interface with the global head of compliance
- Conduct regular review on compliance & risk framework, policies and procedures, and provide recommendations for required actions
- Handle ad hoc projects when required
Requirements
- University graduate with degree in Finance / Business / Law or related disciplines
- At least 5 years of working experience in compliance function in the buy side. Candidates with good knowledge on fixed income investment would be a plus
- Knowledge of SFC rules and a good track record in developing compliance policy / framework in hedge fund space
- Able to work independently in a fast-paced environment
- Strong command of English and fluency in Chinese
