Compliance Advisory AVP

The Compliance Advisory AVP provides expertise on compliance matters and advises on regulatory risks within the organisation. This role supports the organisation's commitment to maintaining adherence to applicable financial regulations and standards. The position requires a strong understanding of compliance frameworks and industry best practices.

About the Organisation
Our client operates within the financial services sector, specialising in brokerage and securities. The organisation employs a diverse team committed to regulatory excellence and client service.

Role Overview
The Compliance Advisory AVP is part of the organisation's compliance team, reporting to senior management. The role involves providing compliance advice, ensuring regulatory requirements are met, and supporting the organisation’s compliance initiatives. Success in this position is achieved through delivering accurate guidance and maintaining high standards of regulatory adherence.

Key Skills & Experience

• Lead the assessment of compliance risk and provide strategic advice
• Manage regulatory change and communicate impacts effectively
• Build relationships with internal teams and external regulators
• Manage compliance documentation and reporting
• Deliver compliance support across the organisation's business units

Key Responsibilities

• Advise on compliance policies and procedures to ensure alignment with regulatory standards
• Support the implementation of compliance controls and monitor their effectiveness
• Manage day-to-day compliance issues for the organisation's brokerage activities
• Assist in audits and regulatory reviews by providing necessary documentation and insights
• Provide ongoing guidance on industry regulations and best practices

Requirements

• Right to work in the region
• Knowledge of financial securities and brokerage regulations
• Experience relevant to compliance roles within financial services
• Located on-site in the designated location
• Available for a 2-week commitment starting 22/07/2026

If you have the relevant skills and experience, please apply with an updated CV.