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Compliance Officer - Bank (m/f/d)

Larson Maddox Frankfurt am Main, Germany
Posted 17 days ago Flexible Job Permanent Negotiable

Compliance Officer - Bank (m/f/d)

Larson Maddox Frankfurt am Main, Germany



The Role

You will:

  • Advise the business on a broad range of Compliance and regulatory matters
  • Conduct Compliance monitoring and support the development of the monitoring framework
  • Assess regulatory developments and help translate requirements into practical solutions
  • Review new and changing business processes from a Compliance perspective
  • Support the identification and management of Compliance risks
  • Work closely with other risk and control functions
  • Support internal and external reviews and follow up on identified actions
  • Contribute to Compliance reporting and governance activities
  • Take ownership of individual Compliance topics and improvement initiatives


Your Background

We are interested in speaking with candidates who have:

  • Experience within Compliance, regulatory consulting, risk or audit in financial services
  • A good understanding of the German and European regulatory environment (e.g. WpHG, KWG, MaComp, MaRisk, MiFID II)
  • Experience in regulatory advisory, monitoring or Compliance controls
  • Strong analytical and problem-solving skills
  • Confidence working with different business stakeholders
  • A proactive and independent working style
  • Fluent German and strong English

job_description_image
Job ID  PR/613104
ABOUT COMPANY
New York, United States
Compliance / Legal
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
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