Associate – Control Room – Hong Kong

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Macquarie Group
  • 22 Aug 17

Associate – Control Room – Hong Kong

An exciting opportunity to support the head of Compliance Control Room for the Asia region has become available. We are seeking a motivated and proactive professional to join our team that manages the firm's information barriers, conflict of interest, and employee personal trading in addition to Research compliance advisory.

Compliance Control Room is a part of Risk Management Group of Macquarie. The role requires regular interaction with senior stake holders in front office as well as within Compliance organization. The successful candidate will be joining a dynamic global team located across four offices- Sydney, Hong Kong, London and New York.

This person will support the integrity of the firm's information barriers, monitoring transactional and non-transactional MNPI and wall crossings. They will manage and monitor restrictions on sales communication, research and trading activities. This person will review research materials for compliance with applicable regulations, and internal policies and advise on employee personal trading, outside business interests, directorships and related personal conduct policies and procedures.

We are looking for candidates with 1-2 years' industry experience with energy and enthusiasm to learn and grow. Attention to detail, effective verbal and written communication skills, ability to multi-task and complete time sensitive tasks and maturity to handle confidential information and issue escalation are essential to this role.

Founded in 1969, Macquarie Group is a global financial services provider with offices in 28 countries. Our long history of success has come from being different. We value the creativity that diversity of thought brings and we promote an innovative and entrepreneurial culture. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.

Strong prudential management has been a key to Macquarie's success over many years. The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring risks across the Macquarie Group. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed. The Compliance Division within Macquarie's Risk Management Group provides compliance support and advice to Macquarie's operating businesses.

Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.

Advertised: 07 Jul 2017 China Standard Time
Applications close: