Assistant Vice President/Vice President, Global Financial Crimes Compliance Investigator

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Bank Of America / Merrill Lynch
  • 16 Aug 17

Assistant Vice President/Vice President, Global Financial Crimes Compliance Investigator

Job Description:
About Bank of America Merrill Lynch:

Our purpose as a firm is to make financial lives better, through the power of every connection. Across the world, we partner with leading corporate and institutional investors through our offices in more than 40 countries. In the U.S alone, we serve almost all Fortune 500 companies and approximately 59 million consumers and small-business customers. We provide a full suite of financial products and services, from banking and investments to asset and risk management. We cover a broad range of asset classes, making us a global leader in corporate and investment banking, sales and trading.

Connecting Asia Pacific to the World
Our Asia Pacific team is spread across 23 offices in 12 markets. We are focused on connecting Asia to the world and the world to Asia, using our global expertise to ensure success is shared between us, our clients and our communities. Our regional footprint covers 12 currencies, more than a dozen languages and five time zones, placing us firmly among the region 's leading financial services companies.

Bank of America Merrill Lynch is committed to attracting, recruiting and retaining top diverse talent from across the globe. Our diversity and inclusion mission is to actively promote an inclusive work environment where all employees have the opportunity to achieve personal success and contribute to the growth of our business. Each of our global Employee Networks bring together employees, create dialogue and awareness in support of our Diversity and Inclusion.

Position Description

The Global Financial Crimes Compliance ("GFCC") Investigator performs end-to-end investigations or investigations support functions of external financial crimes activities across one or more lines of business relevant to the Investigator's specific area of responsibility. In the investigative role, the Investigator conducts routine to complex investigations, including elder abuse, fraud committed by external parties, money laundering, or terrorist financing and acts as the liaison to Law Enforcement as required. Responsibilities for this role include completing investigations while ensuring cases meet or exceed closure and quality metrics, reporting facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports ("SAR") in a timely and accurate manner for submission to regulators and/or law enforcement. This role may partner with GFCC Risk Management, front line units or other stakeholders to resolve investigations. In an investigative support role, the Investigator may be called upon to perform quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities. This role may have Money Laundering Reporting Officer responsibilities.

Key requirements

  • Degree Required: Bachelor 's or equivalent
  • Minimum Years Business and functional experience: 5 Years
  • Anti-money laundering/financial crimes experience in a financial institution or government position in a Financial Services institution and/or related government entity is desired
  • Good knowledge of AML typologies
  • Analytical, organized and possess decision making skills

Bank of America Merrill Lynch is an equal opportunities employer.

Posting Date: 29/05/2017
Location: HK--Hong Kong

Full / Part-time: Full time
Hours Per Week: 40